The municipal advisor area "remains a heavy focus of both the commission's Division of Examinations as well as the Division of Enforcement," Andrew Kintzinger, counsel at Hunton Andrews Kurth, said.

Opinion: The SEC's move to allow public companies to adopt mandatory arbitration provisions could sharply reduce securities ...

Aave founder and CEO Stani Kulechov said the US Securities and Exchange Commission has ended a four-year investigation into the decentralized finance ...

The Securities and Exchange Commission launched an enforcement wave targeting three purported cryptocurrency trading ...

The Securities and Exchange Commission (SEC) has charged Danh C. Vo, founder and CEO of VBit Technologies, with theft of ...

The US Securities and Exchange Commission has charged three purported crypto trading platforms and four investment clubs for ...

Aave founder and CEO Stani Kulechov said DeFi had “faced unfair regulatory pressure,“ including a four-year SEC probe into ...

US regulators advance final judgments against former FTX executives, outlining injunctions, bans, and fraud findings tied to ...

The Trump administration wants the US Supreme Court to weigh in on the SEC’s power to recoup illicit profits in cases where investor harm can’t be quantified, asking the high court to take up a ...

The SEC has closed its multi-year investigation into Aave without recommending enforcement action. The decision removes a ...

A report from the NYU Pollack Center for Law & Business analyzing the U.S. Securities and Exchange Commission’s actions over ...