The Supreme Court failed to issue a decision on President Trump's tariffs today, but wealth managers are viewing any ruling ...

Meanwhile, Prospera has added its first team in Vermont, while Concurrent gets bigger in Texas with a $385 double acquisition ...

Only 3% of SEC-registered RIAs qualify as small entities under the agency's current threshold, but about 75 percent would ...

Terri Kallsen takes over as CFP Board chair while educator-turned-planner Dan Galli steps into the top volunteer role at the ...

Michael and David Sztrom, California-based investment advisors, were hoping to block an SEC administrative proceeding that ...

Wealth managers are adjusting portfolios early in 2026 to contain concentration risk stemming from the Magnificent 7.

Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...

The liquidity increase at the nontraded Blue Owl Technology Income Corp. comes as some advisors and clients are bailing from ...

In the most recent 2025 Kitces Research on Advisor Technology, the top two advisor-specific notetakers (Jump and Zocks) ...

Also, LPL has scooped a second-generation high-net-worth practice from Osaic, while Ameriprise welcomes a father-son team from Edward Jones to its financial institutions group.

AI solution provider Jump has released its inaugural 2026 Financial Advisor Insights Report which analyzes around 12,000 ...